Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
Evan Joshua LevyAmerican Portfolios Financial Services, Inc.Morgan Stanley06-05-2019
Juliana Vivian HadjiyaneWells Fargo Clearing Services, LLCMorgan Stanley05-31-2019
Scott Thomas YeeCitigroup Global Markets Inc.Morgan Stanley05-06-2019
William J BowieCambridge Investment Research, Inc.Morgan Stanley04-12-2019
Jason A BottenfieldSteward Partners Investment Advisory, LLCMorgan Stanley03-15-2019
Andrew SenfieldNeuberger Berman LLCMorgan Stanley03-13-2019
Ryan Thomas LogueCapital AnalystsMorgan Stanley02-07-2019
Fredrika Nadja SidoroffPruco Securities, LLC.Morgan Stanley01-16-2019
Michael Patrick SchifferWells Fargo Clearing Services, LLCMorgan Stanley12-14-2018
Kyler Brandon FranklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2018
Raquel Fernanda Pazmino-CoffJ.P. Morgan Securities LLCMorgan Stanley09-25-2018
Paul Shannon FreyerB. Riley Wealth ManagementMorgan Stanley09-14-2018
Samer TakiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2018
Marcy Pamela RoseAmeriprise Financial Services, Inc.Morgan Stanley07-06-2018
Joseph A. Corona Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1005-09-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
Michael Brian SeidenfrauWells Fargo Clearing Services, LLCMorgan Stanley$2503-01-2019
Jeffrey Turner JonesWells Fargo Clearing Services, LLCMorgan Stanley$2501-18-2019
Patrick M MurphyJ.P. Morgan Securities LLCMorgan Stanley$2506-20-2018
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Melvyn Sy LewisLaidlaw & Company (UK) Ltd.Morgan Stanley$5006-06-2019
Michel PalacciBolton Global CapitalMorgan Stanley$5006-03-2019
Anthony Philip FerraroWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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