Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Matthew PrisbyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10005-24-2019
Glenn Anderson DarrahWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15005-17-2019
Lisa Renee RodeCitizens Securities, Inc.Morgan Stanley02-26-2019
Edward T. McDannoldCoordinated Capital Securities, Inc.Morgan Stanley02-19-2019
Michele Antoinette BehlingStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-14-2019
Maureen Johanna DoddStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-14-2019
Marni-Lee DyeBenjamin F. Edwards & Company, Inc.Morgan Stanley$50002-04-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10001-11-2019
Todd Allen HicksStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-11-2019
Douglas Richard PowersMcDonald Partners LLCMorgan Stanley12-19-2018
David William PowersMcDonald Partners LLCMorgan Stanley12-19-2018
Justin W WagnerAmeriprise Financial Services, Inc.Morgan Stanley$10010-09-2018
Jacqueline M OpreanEdward JonesMorgan Stanley10-05-2018
Scott Mercalde, Tricia MercaldeUBS Financial Services Inc. Inc.Morgan Stanley10-05-2018
Stacie Ann KoestersRobert W. Baird & Co. IncorporatedMorgan Stanley10-01-2018
Allen Clement CrockWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-28-2018
Traci Kristine OsentoskiKMG Fiduciary Partners, LLCMorgan Stanley09-23-2018
Jesse Michael LancasterKMG Fiduciary Partners, LLCMorgan Stanley09-23-2018
Thomas Wilson KreftKMG Fiduciary Partners, LLCMorgan Stanley09-21-2018
David Richard KaserKMG Fiduciary Partners, LLCMorgan Stanley09-21-2018
Richard Joseph KaserKMG Fiduciary Partners, LLCMorgan Stanley09-21-2018
Aaron E MechlingKMG Fiduciary Partners, LLCMorgan Stanley09-21-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Ryan Matthew DunlapPrivate Client Services, LLCMorgan Stanley$10008-31-2018
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.