Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tressia Mae PankewiczLPL Financial LLCMorgan Stanley$25006-17-2019
Matthew John FisherRaymond James & Associates, Inc.Morgan Stanley$10006-11-2019
Louise Agnes ClausoRaymond James & Associates, Inc.Morgan Stanley$15006-11-2019
Matthew T PruittRaymond James & Associates, Inc.Morgan Stanley$50006-11-2019
Dale Alison HoernleinRaymond James & Associates, Inc.Morgan Stanley06-11-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Julie KnightJanney Montgomery Scott LLCMorgan Stanley$10004-26-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley$20004-25-2019
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$50002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$50002-15-2019
Blaise ConnorLincoln Financial Advisors CorporationMorgan Stanley01-25-2019
Sara Elizabeth MoyerUBS Financial Services Inc.Morgan Stanley01-23-2019
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10012-14-2018
Marianne Emelia ScottWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley11-29-2018
Allen Robert RosenbergWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10011-28-2018
William Gerald O'Brien Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50011-28-2018
Andrew LendaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50011-09-2018
Woodrow Wilson Mcgill IIILPL Financial LLCMorgan Stanley10-19-2018
Sara K EganJ.P. Morgan Securities LLCMorgan Stanley08-09-2018
Raymond Keith MalickiOppenheimer & Co. Inc.Morgan Stanley$50008-03-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
Jeffrey Wayne MyersJanney Montgomery Scott LLCMorgan Stanley07-16-2018
Kent D. KeithAmeriprise Financial Services, Inc.Morgan Stanley$10006-22-2018
Stephen Earl GansmanAmeriprise Financial Services, Inc.Morgan Stanley$50006-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.