Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Johnathan Andrew SchnitzerAmericana Partners, LLCMorgan Stanley04-26-2019
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley12-14-2018
Willie A Smith JrEdward JonesMorgan Stanley10-05-2018
Robert Allen SilvestriHarbor Financial Services, LLCMorgan Stanley$10009-17-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Salman AsifJ.P. Morgan Securities LLCMorgan Stanley10-03-2018
Kevin K. PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Nelson Negron Jr.LPL Financial LLCMorgan Stanley01-04-2019
Isandra R SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-10-2018
Nicole Marie RenauxPioneer Wealth Management Group, IncMorgan Stanley01-28-2019
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley$6506-29-2018
Brian Nathan FoxProspera Financial Services, Inc.Morgan Stanley$5006-29-2018
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Joseph E KeelsRoyal Alliance Associates, Inc.Morgan Stanley04-02-2019
Bradley Robert MillerUSCA Securities LLCMorgan Stanley$15001-28-2019
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley$20007-20-2018
Luis Manuel Gutierrez Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2506-06-2019
Paul Joseph Schmitz IIIWells Fargo Clearing Services, LLCMorgan Stanley$2504-26-2019
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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