Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Tracy Shannon GriffinPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
Fatina Mckenzie BenjaminPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
Laura Kathleen HicksPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
Luann M HershornRaymond James & Associates, Inc.Morgan Stanley04-30-2019
Jason FertittaAmericana Partners, LLCMorgan Stanley04-26-2019
William Sheldon BuschAmericana Partners, LLCMorgan Stanley04-26-2019
Robert Hall Wellington IVAmericana Partners, LLCMorgan Stanley04-26-2019
Joshua J CaltriderAmericana Partners, LLCMorgan Stanley04-26-2019
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Johnathan Andrew SchnitzerAmericana Partners, LLCMorgan Stanley04-26-2019
Lindsey Maynard CooksenCooksen Wealth, LLCMorgan Stanley04-23-2019
Joseph E KeelsRoyal Alliance Associates, Inc.Morgan Stanley04-02-2019
Drew Randall NelsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley03-11-2019
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
Aurora Margarita BarcenasPartnersInWealth, IncMorgan Stanley02-01-2019
Daniel Ross SchmiederOppenheimer & Co. Inc.Morgan Stanley01-29-2019
Nicole Marie RenauxPioneer Wealth Management Group, IncMorgan Stanley01-28-2019
Rachel Ann HertlWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley01-25-2019
Veree Hawkins BrownInstitutional Securities CorporationMorgan Stanley01-18-2019
Matthew Leigh RobertsonWise Investment ManagementMorgan Stanley01-10-2019
Cicely Raechelle JaubertTD Ameritrade Investment Management, LLCMorgan Stanley01-09-2019
Siddharth MehtaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-02-2019
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Guillermo Alessandro ViladotJ.P. Morgan Securities LLCMorgan Stanley12-05-2018
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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