Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Ramon De VillasanteOppenheimer & Co. Inc.Morgan Stanley$50005-29-2019
William Darryl BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley$50004-26-2019
Sean Patrick MacroryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50002-28-2019
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$50002-22-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$50002-22-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$50001-08-2019
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley$50012-14-2018
Amad OwidiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-20-2018
Jeffrey Allan OckwoodWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50007-20-2018
Brian Nathan FoxProspera Financial Services, Inc.Morgan Stanley$50006-29-2018
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Luis Manuel Gutierrez Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25006-06-2019
Paul Joseph Schmitz IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25004-26-2019
John Joseph D'AnnunzioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25010-12-2018
Della M. PratherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25007-20-2018
Isandra R SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25007-10-2018
Thomas Joseph ChretienSunbelt Securities, Inc.Morgan Stanley$15004-15-2019
Bradley Robert MillerUSCA Securities LLCMorgan Stanley$15001-28-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley$10006-14-2019
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$10005-24-2019
Kelly Ray MooreLPL Financial LLCMorgan Stanley$10005-23-2019
Jessica Laura EverittWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10004-26-2019
Karen Louise BalikesUBS Financial Services Inc.Morgan Stanley$10002-27-2019
Nora Virginia CastroAmeriprise Financial Services, Inc.Morgan Stanley$10002-15-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley$10001-04-2019
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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