Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip John ZaczekVALIC Financial Advisors, Inc.Morgan Stanley07-23-2018
Michele Anne CaseyWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-27-2018
Kevin Whittlesy O'KeefeAmeriprise Financial Services, Inc.Morgan Stanley$5007-27-2018
Vincent Michael MageeAmeriprise Financial Services, Inc.Morgan Stanley$2507-27-2018
Lea Yukiko OkamuraAmeriprise Financial Services, Inc.Morgan Stanley$2507-27-2018
Kevin K. PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Samer TakiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
Jason Andrew AjmoAmeriprise Financial Services, Inc.Morgan Stanley$19108-03-2018
Derek Michael EnglerRBC Capital Markets, LLCMorgan Stanley$1,00008-10-2018
Todd Michael WiedenfeldRBC Capital Markets, LLCMorgan Stanley$15008-10-2018
William Thomas Bishop Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$15008-10-2018
Thomas Carl O'NeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Nina Marie SeveriniRBC Capital Markets, LLCMorgan Stanley$5008-10-2018
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas C. Oneill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas John Marrelli IIRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Ryan TorgusonRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Thomas K ArbeznikRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-17-2018
Ramon Burrola, Ivan Burrola, Alex Burrola, Adalberto Rosas, Guillermo Elias Raymond James & Associates, Inc.Morgan Stanley$21008-23-2018
Christopher Allen BeemanWells Fargo Clearing Services, LLCMorgan Stanley$29208-23-2018
Gary Leslie BargebuhrSunTrust Investment Services, Inc.Morgan Stanley$5008-24-2018
Skyler BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Bradford Thomas RamseyLPL Financial LLCMorgan Stanley$15008-28-2018
James Aloysius DiepenbrockWells Fargo Clearing Services, LLCMorgan Stanley$10008-29-2018
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Showing 1 to 25 of 394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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