Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Martin OghigianPavion Blue Capital, LLCMorgan Stanley08-16-2019
Eric Siang WongPavion Blue Capital, LLCMorgan Stanley08-16-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Ryan Sean WilletteLPL Financial LLCMorgan Stanley07-26-2019
Todd Daniel SchoberRaymond James & Associates, Inc.Morgan Stanley07-25-2019
Harold Douglas McCoyWells Fargo Clearing Services, LLCMorgan Stanley07-24-2019
Sameer Abrar SaitMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-24-2019
Seth Adam TalbotCambridge Investment Research, Inc.Morgan Stanley07-22-2019
Gary Lynn WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-19-2019
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley07-19-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Brad Jolly, Gary Williams, Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14007-18-2019
William Bradford JollyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-18-2019
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Brendon R BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Laura SilverbergCutter & Company, Inc.Morgan Stanley$10007-12-2019
Next Page »

Showing 1 to 25 of 387 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.