Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Anthony Philip FerraroWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Ben D David DembinA.G.P. / Alliance Global PartnersMorgan Stanley$5405-15-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Brent A. JacobsWells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2019
Brett Gaylen GrimesWells Fargo Clearing Services, LLCMorgan Stanley$3303-22-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Brian Michael CoughlanWells Fargo Clearing Services, LLCMorgan Stanley$5004-18-2019
Bruce Allen DavisWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Catherine Stephanie AllredLPL Financial LLCMorgan Stanley$5004-09-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley04-25-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Devorah R FinkelsteinNational Securities CorporationMorgan Stanley$10005-02-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
Douglas Joseph MattlianoWells Fargo Clearing Services, LLCMorgan Stanley$5003-28-2019
Next Page »

Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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