Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben D David DembinA.G.P. / Alliance Global PartnersMorgan Stanley$5405-15-2019
Eric J. JacksonAllen & Company of Florida, Inc.Morgan Stanley06-06-2019
Evan Joshua LevyAmerican Portfolios Financial Services, Inc.Morgan Stanley06-05-2019
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Johnathan Andrew SchnitzerAmericana Partners, LLCMorgan Stanley04-26-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Paige Hatton, Peter SullivanAmeriprise Financial Services, Inc. Services, Inc.Morgan Stanley$33805-10-2019
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Michel PalacciBolton Global CapitalMorgan Stanley$5006-03-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
Seth Adam TalbotCambridge Investment Research, Inc.Morgan Stanley07-22-2019
Renata LanceCetera Financial Specialists LLCMorgan Stanley05-31-2019
Scott Thomas YeeCitigroup Global Markets Inc.Morgan Stanley05-06-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Laura SilverbergCutter & Company, Inc.Morgan Stanley$10007-12-2019
Richard Anthony CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Steve Charles VisnovskeFirst Republic Securities Company, LLCMorgan Stanley06-25-2019
John Alberto PistilliForecast Capital ManagementMorgan Stanley06-21-2019
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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