Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bert Conger Madden Jr.Morgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Michael Kunz HarriesMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Melanie Ann WaltonMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Middleton Albert Parker Jr.Morgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Thomas Cooper PulliamMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Pamela Griffin LawrenceMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Sean Joseph KellyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
James Eugene Dennard Jr.Morgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Jeffrey Harold LeachMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Katherine Courtney S EvansMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Andrew Dennis PerlmanMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Justin Andrew JennigesMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
James Michael GrayMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Jonathan Farrell BraatzMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Thomas Randall SlimpMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Brian Mark LusinkMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Ahmad Ghome LajevardiMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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