Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Patrick KelliherMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Robert A BachelderMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Jeffrey Marc WaxmanMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Samuel Mcclay Yonce Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Frank Victor RossiMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
James Edward Geraghty Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Kevin Joseph Queally Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Eric Todd HokansonMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Alyson Beth PopperMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Jeffrey L FactorMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Bryan James WhiteMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Jason Christopher FranzMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Michael Peter AulerMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Ryan Jerome AngellMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
David T HuntleyMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Morgan Bowen DeweyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Daniel Hale SearsMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Peter Clarke McGeoughMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Reese Barton RickardsMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Anna DigiannantonioMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Daniel Nahum FinnMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Terrence Michael McMahonMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Noah Jon CarusoMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Steven Richard PrincipeMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
George Joseph Mutrie IIIMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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