Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia S. MetzMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Stephanie Feduniak WhittierMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Mark Frederic SeruyaMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Carolyn Gail MasseyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Robert Quaintance FomonMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Joshua Peter GullyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Isabel M. Santo TomasMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Howard Craig WaltuchMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David Adam GoldenMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Suzanne Marie AkianMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Steven WienerMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Wendy Rider KennedyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Michael Louis GalassoMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Michael Lawrence SidenMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Henry G Stifel IIIMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Rod Barry AronsonMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Andrew Lawrence CushmanMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Todd Lawrence YannuzziMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Christopher Franklin LutzMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Jon David CovlinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Nadine WongMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Kimberley Ann HatchettMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David Paul KleinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Hugo Fischer MantillaMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Gary Michael PetersMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Next Page »

Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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