Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Prema Wahida ChoudhuryRobert W. Baird & Co. IncorporatedMorgan Stanley & Co. LLC12-02-2019
Andrew J. TaylorSecurities America, Inc.Morgan Stanley & Co. LLC08-19-2019
James Robert Mekovetz Jr.Edward JonesMorgan Stanley & Co. LLC04-08-2019
Steven John MaxwellEdward JonesMorgan Stanley & Co. LLC11-20-2018
Christopher Vincent DefeliceJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC11-16-2017
Mark Joseph HanniganSecurian Financial Services, Inc.Morgan Stanley & Co. LLC09-13-2016
Karen Leah LevinGoldman Sachs & Co.Morgan Stanley & Co. LLC11-11-2015
Kristin Angela MerrickRaymond James Financial Services, Inc.Morgan Stanley & Co. LLC09-28-2015
Brian GatelyGoldman Sachs & Co.Morgan Stanley & Co. LLC08-28-2015
Ronadev Timothy MitraWilliam BlairMorgan Stanley & Co. LLC08-21-2014
Patricia A. ChocieyUBS Financial Services Inc.Morgan Stanley & Co. LLC11-11-2013
Mark Evan RozeboomWilliam BlairMorgan Stanley & Co. LLC05-15-2013
Brett William OrvietoLincoln InvestmentMorgan Stanley & Co. LLC04-18-2013
Scott William HerbstJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC02-27-2013
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC05-16-2012
Stephen Leo Hudacek IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-05-2010
Thomas Harry SimanekSecurities America, Inc.Morgan Stanley & Co. LLC11-03-2009
Edik EskandarianBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley & Co. LLC$15008-10-2009
Anthony John MarxSecurities America, Inc.Morgan Stanley & Co. LLC$2507-06-2009
Louidor FrancoisNewbridge Securities CorporationMorgan Stanley & Co. LLC07-01-2009
Christopher M. BurnetteLincoln Financial Securities CorporationMorgan Stanley & Co. LLC06-08-2009
Michael Joseph LarkinRBC Capital Markets, LLCMorgan Stanley & Co. LLC06-02-2009
Jason H. KwonChase Investment Services Corp.Morgan Stanley & Co. LLC06-01-2009
Regis Francis LarkinRBC Capital Markets, LLCMorgan Stanley & Co. LLC06-01-2009
Anthony EdwardsThornes & Associates, Inc. Investment SecuritiesMorgan Stanley & Co. LLC$2506-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.