Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven John MaxwellEdward JonesMorgan Stanley & Co. LLC11-20-2018
Scott Paul LamsonMorgan StanleyMorgan Stanley & Co. LLC08-07-2018
Christopher Vincent DefeliceJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC11-16-2017
Matthew George FitzpatrickMorgan StanleyMorgan Stanley & Co. LLC03-28-2017
Pamela Ellen Rouzer OhleMorgan StanleyMorgan Stanley & Co. LLC09-01-2016
Stephanie C. MergenthalerMorgan StanleyMorgan Stanley & Co. LLC08-01-2016
Loren Kam-Tak LaiMorgan StanleyMorgan Stanley & Co. LLC07-15-2016
Karen Leah LevinGoldman Sachs & Co.Morgan Stanley & Co. LLC11-11-2015
Kristin Angela MerrickRaymond James Financial Services, Inc.Morgan Stanley & Co. LLC09-28-2015
Brian GatelyGoldman Sachs & Co.Morgan Stanley & Co. LLC08-28-2015
Edward Paul MagdaMorgan StanleyMorgan Stanley & Co. LLC07-23-2015
Ronadev Timothy MitraWilliam BlairMorgan Stanley & Co. LLC08-21-2014
Annmarie C DamicoMorgan StanleyMorgan Stanley & Co. LLC05-01-2014
Michelle Lee RaymondMorgan StanleyMorgan Stanley & Co. LLC03-05-2014
Katharine PartridgeMorgan StanleyMorgan Stanley & Co. LLC03-03-2014
Gordon A WilliamsMorgan StanleyMorgan Stanley & Co. LLC08-05-2013
Haiman CaiMorgan StanleyMorgan Stanley & Co. LLC07-16-2012
Muhammad Atif MalikCitigroup Global Markets Inc.Morgan Stanley & Co. LLC07-16-2012
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC05-16-2012
Thien T LeMorgan StanleyMorgan Stanley & Co. LLC05-03-2010
Stephen Leo Hudacek IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-05-2010
Edik EskandarianBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley & Co. LLC$15008-10-2009
Miguel ZorrillaMorgan StanleyMorgan Stanley & Co. LLC06-08-2009
Armando Antonio GonzalezMorgan StanleyMorgan Stanley & Co. LLC06-08-2009
Lewis Albert MetzgerMorgan StanleyMorgan Stanley & Co. LLC$85006-01-2009
Next Page »

Showing 1 to 25 of 2,930 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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