Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robertson SchockMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Kenneth FrankmanMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert Anthony PanzaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
John Robert CampbellMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Ronald Dennis RosenzweigMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Steven Paul Gobel Sr.Morgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Michael Randolph CollinsMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Norma Iris SepulvedaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Michael Earl MarshallMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Earl Nelson Scroggins Jr.Morgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
James Michael BargettoMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Ronald Jay BultmanMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Teresa Ann PierceMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Keith Anthony FernandezMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Russell Douglas WeillMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Frederick J HusseyMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Shawn Kevin HenleyMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Sean Patrick QuinnMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert Walter SpustaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Kathleen Robinson RoeserMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Scott Brian McVeighMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Stephen C HugginsMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Andy P. ChenMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert William HarvieMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Dunning Brewster SillimanMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
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Showing 26 to 50 of 2,930 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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