Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John M FrymireAlexander Investment Services Co.Morgan Stanley & Co. LLC$5005-08-2009
Jeffrey Dana LynnAmeriprise Advisor Services, Inc.Morgan Stanley & Co. LLC$5004-17-2009
Kenneth FonteynAmeriprise Advisor Services, Inc.Morgan Stanley & Co. LLC$2504-17-2009
Francis Donald NerudaAmeriprise Advisor Services, Inc.Morgan Stanley & Co. LLC02-13-2009
Mark Andrew SpanglerAmeriprise Financial Services, LLCMorgan Stanley & Co. LLC05-20-2009
Mark EssenfeldAmeriprise Financial Services, LLCMorgan Stanley & Co. LLC05-01-2009
Charles Walter Ladd Jr.Ameriprise Financial Services, LLCMorgan Stanley & Co. LLC03-31-2009
Jeffrey Adam GrangerAmeriprise Financial Services, LLCMorgan Stanley & Co. LLC03-03-2009
Francisco Javier TorresAmeriprise Financial Services, LLCMorgan Stanley & Co. LLC$102-27-2009
Steven C DemasArcher Investment CorporationMorgan Stanley & Co. LLC$10005-05-2009
Matthew Rola StahlAXA Advisors, LLCMorgan Stanley & Co. LLC05-19-2009
Edik EskandarianBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley & Co. LLC$15008-10-2009
John Nace BenunBNY Mellon Securities CorporationMorgan Stanley & Co. LLC$15001-20-2009
William Frank HooverBroadleaf Partners, LLCMorgan Stanley & Co. LLC02-11-2009
Beverly Jean LoyCetera Advisors LLCMorgan Stanley & Co. LLC05-01-2009
Jason H. KwonChase Investment Services Corp.Morgan Stanley & Co. LLC06-01-2009
John Andrew PetersenChase Investment Services Corp.Morgan Stanley & Co. LLC$5005-01-2009
Edgar Frank Paul IVChase Investment Services Corp.Morgan Stanley & Co. LLC$2505-01-2009
Troy Jonathan PrezbindowskiChase Investment Services Corp.Morgan Stanley & Co. LLC04-01-2009
Bradford Hood WintonCincinnati Analysts, Inc.Morgan Stanley & Co. LLC$1003-03-2009
Jayson Laurence SpringCitizens Securities, Inc.Morgan Stanley & Co. LLC$5005-04-2009
Robert Lee DurhamCitizens Securities, Inc.Morgan Stanley & Co. LLC$5003-23-2009
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC05-16-2012
William Hamilton PeekCrews & Associates, Inc.Morgan Stanley & Co. LLC04-03-2009
George Clarence CainD.A. Davidson & Co.Morgan Stanley & Co. LLC04-08-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.