Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John M FrymireAlexander Investment Services Co.Morgan Stanley & Co. LLC$5005-08-2009
Charles Walter Ladd Jr.Ameriprise Financial Services, Inc.Morgan Stanley & Co. LLC03-31-2009
Francisco Javier TorresAmeriprise Financial Services, Inc.Morgan Stanley & Co. LLC02-27-2009
Edik EskandarianBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley & Co. LLC$15008-10-2009
William Frank HooverBroadleaf Partners, LLCMorgan Stanley & Co. LLC02-11-2009
Beverly Jean LoyCetera Advisors LLCMorgan Stanley & Co. LLC05-01-2009
Muhammad Atif MalikCitigroup Global Markets Inc.Morgan Stanley & Co. LLC07-16-2012
Jayson Laurence SpringCitizens Securities, Inc.Morgan Stanley & Co. LLC$5005-04-2009
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC05-16-2012
William Hamilton PeekCrews & Associates, Inc.Morgan Stanley & Co. LLC04-03-2009
Michael James JacksonD.A. Davidson & Co.Morgan Stanley & Co. LLC$10004-08-2009
Steven John MaxwellEdward JonesMorgan Stanley & Co. LLC11-20-2018
James Allen HarringtonEdward JonesMorgan Stanley & Co. LLC$15001-30-2009
Karen Leah LevinGoldman Sachs & Co.Morgan Stanley & Co. LLC11-11-2015
Brian GatelyGoldman Sachs & Co.Morgan Stanley & Co. LLC08-28-2015
Christopher Vincent DefeliceJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC11-16-2017
Kirk Fitzgerald StaufferKovack Securities Inc.Morgan Stanley & Co. LLC04-21-2009
Lynn J Danz KayeLPL Financial LLCMorgan Stanley & Co. LLC05-21-2009
James William KalinaLPL Financial LLCMorgan Stanley & Co. LLC05-04-2009
Marc Leonard CohenLPL Financial LLCMorgan Stanley & Co. LLC$10004-03-2009
John G WesleyLPL Financial LLCMorgan Stanley & Co. LLC03-26-2009
Peter Shea HanrahanLPL Financial LLCMorgan Stanley & Co. LLC$15003-12-2009
Michael Harvey CarleyLPL Financial LLCMorgan Stanley & Co. LLC$10001-30-2009
Kenneth Shay FultzLPL Financial LLCMorgan Stanley & Co. LLC$5001-09-2009
Stephen Leo Hudacek IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-05-2010
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Showing 1 to 25 of 2,930 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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