Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-02-2009
Christopher Norman FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-02-2009
Robert S. Prater Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
Norman Paul FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
John Francis Schmidt, Thomas John McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-02-2009
Scott Albert O'NealWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Richard Dennis Namm, John Joseph MoranUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Troy Michael ElserUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Michael Robert SandersUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-02-2009
Keith Andrew UnikelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-02-2009
Herman Brantley Sanders IIIWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-05-2009
Gregg Andrew SatoWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-05-2009
Eric T KreuterUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-06-2009
John Mcguire Heckler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-06-2009
Ajay B MasandUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-07-2009
David John Aigner, Christopher Michael PerryUBS Financial Services Inc.Morgan Stanley & Co. LLC01-08-2009
David Mc QuadeUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Stanton John JacobsUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Anthony DepalmaUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Nancy Carol PowellUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Nicholas Alfred Maurillo Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
David Victor Menashe, Bruce MorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-09-2009
Bill Winthrop HoughtonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-09-2009
Next Page »

Showing 1 to 25 of 2,930 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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