Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam G FischerUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Adam PersilyRobert W. Baird & Co. IncorporatedMorgan Stanley & Co. LLC$5001-30-2009
Adela LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Alan Marshall SmithUBS Financial Services Inc.Morgan Stanley & Co. LLC$28004-17-2009
Aleksandar S JakovljevicPark Avenue Securities LLCMorgan Stanley & Co. LLC02-23-2009
Alexander Dean WilliamsUBS Financial Services Inc.Morgan Stanley & Co. LLC$2,40002-23-2009
Amir ShahpariRaymond James & Associates, Inc.Morgan Stanley & Co. LLC02-27-2009
Andrew M CraigUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Anthony DepalmaUBS Financial Services Inc.Morgan Stanley & Co. LLC$24001-09-2009
Armand James Del MedicoUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-09-2009
Arthur Masatoshi SaikiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-02-2009
Benjamin C CapshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Benjamin DOWELL Capshaw IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5001-09-2009
Benjamin Stuart BrainardPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC03-27-2009
Bill Winthrop HoughtonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00001-09-2009
Brendan Matthew ThorsonCetera Advisor Networks LLCMorgan Stanley & Co. LLC$2502-23-2009
Brett Christian CrawfordUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
Brian Christopher KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Brian GatelyGoldman Sachs & Co.Morgan Stanley & Co. LLC08-28-2015
Brian Jeffrey RobinsonUBS Financial Services Inc.Morgan Stanley & Co. LLC02-06-2009
Bruce MorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Bryan Clyde KilfoyUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Carleton Scott CrimminsUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Carol Ann SmithWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-16-2009
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Showing 1 to 25 of 264 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.