Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol S. BowmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carol Suzanne MillerWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-02-2009
Carolyn Clifford MowldsMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Carolyn Marie AndersonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carrie Lynn LarsenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carrol Heath HarperMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carroll Marie HackerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Cary M AllisonMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Caryn Heather AllesMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Casey Andrew HuieMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Catherine Anne Eklund MaresMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Catherine Lefferts CookeMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Catherine Leigh JoyceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Catheryne DipreteMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Cathie M. Callahan DitriWestern International Securities, Inc.Morgan Stanley & Co. LLC04-20-2009
Cathy Ann BertovicMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Cathy Davies-HarmonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Cecil Lee EarlywineMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Cedric D. AlexanderMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Chad A GolembeckMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Chad Dennis GruettMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Chad Robert EllmanMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Chad Steven KaufmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Chad Steven KlaubaufMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Chan Bol PhanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
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Showing 276 to 300 of 2,930 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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