Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Anne ChocieyUBS Financial Services Inc.Morgan Stanley & Co. LLC11-11-2013
James Bradford OnkstUBS Financial Services Inc.Morgan Stanley & Co. LLC$10005-20-2009
Regina Ruth OnkstUBS Financial Services Inc.Morgan Stanley & Co. LLC05-20-2009
Holidae Hart HayesUBS Financial Services Inc.Morgan Stanley & Co. LLC$10005-01-2009
Christopher Michael ScottUBS Financial Services Inc.Morgan Stanley & Co. LLC$50005-01-2009
Peter John LappinUBS Financial Services Inc.Morgan Stanley & Co. LLC05-01-2009
Alan Marshall SmithUBS Financial Services Inc.Morgan Stanley & Co. LLC$10004-17-2009
Christopher Alan SmithUBS Financial Services Inc.Morgan Stanley & Co. LLC$10004-17-2009
Michael Barry GreenlyUBS Financial Services Inc.Morgan Stanley & Co. LLC$50004-09-2009
David Joseph MillerUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-26-2009
Alexander D. BarclayUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-16-2009
Hc Tad Willenbrock IIIUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-13-2009
Elizabeth Jones WillenbrockUBS Financial Services Inc.Morgan Stanley & Co. LLC$15003-13-2009
Susan G. Somers PollockUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-09-2009
Eric Feil LubitzUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-09-2009
Michael Christopher C. McWhorterUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Brian Christopher KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Nigel M FlemingUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-06-2009
David Paul NeeveUBS Financial Services Inc.Morgan Stanley & Co. LLC$50003-06-2009
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Heather Ilene KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Fred Ronald Brown Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
Richard Baker AustinUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
David Bruce KusielUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
Brett Christian CrawfordUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
Next Page »

Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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