Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Muhammad Atif MalikCitigroup Global Markets Inc.Morgan Stanley & Co. LLC07-16-2012
Kirk Fitzgerald StaufferKovack Securities Inc.Morgan Stanley & Co. LLC04-21-2009
Lynn J Danz KayeLPL Financial LLCMorgan Stanley & Co. LLC05-21-2009
Marc Leonard CohenLPL Financial LLCMorgan Stanley & Co. LLC$10004-03-2009
Michael Harvey CarleyLPL Financial LLCMorgan Stanley & Co. LLC$10001-30-2009
Deane Lowell CurtissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10002-13-2009
Adela LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$1001-16-2009
Yuxia MaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
David Victor Menashe, Bruce MorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-09-2009
Lee Ann CoburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Katharine PartridgeMorgan StanleyMorgan Stanley & Co. LLC03-03-2014
Gordon A WilliamsMorgan StanleyMorgan Stanley & Co. LLC08-05-2013
James Michael BargettoMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Teresa Ann PierceMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Shawn Kevin HenleyMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Scott Brian McVeighMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Andy P. ChenMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Mark Frederic AvnerMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Wayne CymrotMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Roya ColeMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Bruce Nevin DenkerMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Ronald Dennis RandMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Charles Leicester Palmer IIIMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Paul ManginelliMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Sandra Rea MasielMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
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Showing 1 to 25 of 568 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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