Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Anthony PanzaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Thomas Anthony TazzaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Paul James FitzsimmonsMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Jeffrey Glenn CastleMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Joseph Aaron Matthew Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Earl David Wheway Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Hillel Montram JaffeMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John F Wood Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Brian John NerreauMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Joyce Shultz GoldfarbMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John William Ryan IIIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William David SherlachMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joseph Aloyisius Pramer IIIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Charles S SalupMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Gregory Strickler MakelaMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Sal Joseph TrombettaMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
J Powers ShepardMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joseph John TyrrellMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Mark Christopher BenedictMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Charles Donald Lombardi Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Peter Eliot Bergendahl Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Mark C BurtonMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Stephen Noble ButlerMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joanna M. FisherMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Cammi Oyabe HuckmanMorgan StanleyMorgan Stanley & Co. LLC$7506-01-2009
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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