Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Mcguire Heckler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-06-2009
Keith J. AptonUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-15-2009
Victor Owen RoyUBS Financial Services Inc.Morgan Stanley & Co. LLC01-15-2009
Gregory H. MarcusUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-30-2009
Paul D AndrewsUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-30-2009
Timothy Reath Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$5002-06-2009
Pamela Nichols HoweUBS Financial Services Inc.Morgan Stanley & Co. LLC02-12-2009
Kenneth Andrew SpragueWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
Holidae Hart HayesUBS Financial Services Inc.Morgan Stanley & Co. LLC05-01-2009
Stephen William ComiskeyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
James S. Tarr Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Kurt Matthew SchwartzMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Michael Lawrence SchenkMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert Donald Askew JrMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
James John HannanMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Milind B ParekhMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Stanley G Mouser Jr.Morgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Michael Joseph O'NeillMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Scott FrantzMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John David LytleMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Mathew ProsperiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Catherine Leigh JoyceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Elizabeth Mary NolanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Deborah Johnston DenooyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Charles John KundaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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