Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lowell ProctorMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Alan Marshall Smith, Christopher Alan SmithUBS Financial Services Inc.Morgan Stanley & Co. LLC$10004-17-2009
Andrew Greg KronitzMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Anthony C. McGrawMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Barry C GorowitzMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Brian GatelyGoldman Sachs & Co.Morgan Stanley & Co. LLC08-28-2015
Brian Howard FrankMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Bryan Errol WeissMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Charles Patrick AndersonMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Chris Allen StewartMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christiana WebbMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Daniel Barrett Collins Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
David Bruce Kusiel, Jeffrey Aaron LappUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
Derek Lewis GiddingsMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Donald Stephen DelahuntMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Douglas Ray Aldridge Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-23-2009
Dunning Brewster SillimanMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Earl Dunbar Harrison IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Eric Allen LeisterMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Eric B. HermansonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Eric Lloyd GarbadeMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Frank E Corrigan Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Frank Vernon Southers IIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gregory Vance RoseMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Blackburn KimmelMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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