Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronadev Timothy MitraWilliam BlairMorgan Stanley & Co. LLC08-21-2014
Mark Evan RozeboomWilliam BlairMorgan Stanley & Co. LLC05-15-2013
Robert K PrestonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC05-29-2009
Gregory Jay BergSecurities America, Inc.Morgan Stanley & Co. LLC$5005-18-2009
Mark EssenfeldAmeriprise Financial Services, LLCMorgan Stanley & Co. LLC05-01-2009
Peter John LappinUBS Financial Services Inc.Morgan Stanley & Co. LLC05-01-2009
Jaimee Lynn FarringtonOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$5003-16-2009
Michael Thomas BoettcherOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$5003-16-2009
Brian Christopher KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Heather Ilene KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Michael Christopher McAlisterSouth Georgia Capital, LLCMorgan Stanley & Co. LLC$10003-02-2009
Derrick Timothy WattsOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$5003-01-2009
Stephanie Lisa DegenJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC02-23-2009
Leonard M KipnisUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Benjamin Joseph HeiseUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Robert Louis FoersterlingUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Robert Wesley FoersterlingUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Rachel Dianne IronsUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.