Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sabina A SewilloMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Allen GageMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Chad A GolembeckMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Bryan Matthew O'ConnorMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Yazen A. HadiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Joel CarlsenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christopher Carl WeberMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Alan OxmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Kaitlin Rose SternbergMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carl David MaxwellMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Edward CurryMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Stephen Ray BowmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Stephen Craig BrehmerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Lawrence Michael KaplanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Arnold Thomas LiesMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian Christopher Kenney, Heather Ilene KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Michael Christopher McAlisterSouth Georgia Capital, LLCMorgan Stanley & Co. LLC03-02-2009
Leonard M KipnisUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Robert Wesley Foersterling, Rachel Dianne IronsUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Robert Louis FoersterlingUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
« Previous Page

Showing 151 to 170 of 170 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.