Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Michael ElserUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Keith Andrew UnikelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-02-2009
William Chance Benassi, Melissa Diane HarboldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$20001-16-2009
Steven Gregory YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-16-2009
Donald Paul StoneUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-16-2009
James Phillip LillieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Ellen Deanne ShieryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-20-2009
Sean Charles RogersWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15003-27-2009
Scott Jerome HesekielMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Garrett Sipple LaytonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Thomas Edward WetzlerMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Michael Robert FeranecMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Marilynn E KatatskyMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Richard Clair WallaceMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Huston Keith CollisonMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Leila Rani PeckMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Walter A Romans Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Kathleen Ann CostlowMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Scott Robert ShottoMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Malone BarrettMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Carlos Francisco FernandezMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Daniel Edward ZimmermanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Eugene F SukMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
James R SmithMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Bruce Edward SmithMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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