Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen FergusonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Andrew Joseph HowardMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Anthony M. ZaleMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Bruce Almo French Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Burton Walter Carlson IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carleton Scott Crimmins, Eric David MaxwellUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Chris Michael DemasseMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christopher Michael FeldmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-29-2009
Clifford Marc MigdalMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Colin Patrick HaffeyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Craig Alan BrassUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-26-2009
Craig Stuart BalterMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Dane Matthew SextonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Daniel Ray GriswoldMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Effie KatsisMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gary Martin BiceUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Glen Michael HackmanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Gregory BartolecMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Hugh T Carney IIIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
James Conway RivardMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jason R. MayMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jay Warner KeranenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jeffrey Michael StanderMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jessica Sung FitzgeraldMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Michael KokuboMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Next Page »

Showing 1 to 25 of 77 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.