Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristin Angela MerrickRaymond James Financial Services, Inc.Morgan Stanley & Co. LLC09-28-2015
Patricia A. ChocieyUBS Financial Services Inc.Morgan Stanley & Co. LLC11-11-2013
Mark Robert HurwitzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10005-29-2009
Steven Mark SkloverWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-01-2009
Herbert Anthony Huss Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley & Co. LLC04-21-2009
Anthony John NuccitelliWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-05-2009
Arjan M RoghanchiR. Seelaus & Co., LLCMorgan Stanley & Co. LLC02-03-2009
Gary Vincent MouldWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-30-2009
Sean Daniel BurkeWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-23-2009
Robert CarielloWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-23-2009
Gregory Roswell CunninghamUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-21-2009
Andrew M CraigUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-16-2009
John T Connelly Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$1001-16-2009
John G Maita IIUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-13-2009
Irwin Damascus Wolf IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$101-09-2009
Michael Pair GeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-09-2009
Jay Day Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$2501-09-2009
Ioannis T. PapatherapontosLPL Financial LLCMorgan Stanley & Co. LLC01-02-2009
John Francis SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-02-2009
Thomas John McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-02-2009
Kenneth Michael HelmanOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$2501-01-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.