Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edik EskandarianBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley & Co. LLC$15008-10-2009
Karen Leah LevinGoldman Sachs & Co.Morgan Stanley & Co. LLC11-11-2015
Christopher Vincent DefeliceJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC11-16-2017
Joshua Paul Jaroslow DuksinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-16-2009
S Zalmen Zalmen LazaroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-02-2009
Scott Paul LamsonMorgan StanleyMorgan Stanley & Co. LLC08-07-2018
Pamela Ellen Rouzer OhleMorgan StanleyMorgan Stanley & Co. LLC09-01-2016
Stephanie C. MergenthalerMorgan StanleyMorgan Stanley & Co. LLC08-01-2016
Loren Kam-Tak LaiMorgan StanleyMorgan Stanley & Co. LLC07-15-2016
Annmarie C DamicoMorgan StanleyMorgan Stanley & Co. LLC05-01-2014
Michelle Lee RaymondMorgan StanleyMorgan Stanley & Co. LLC03-05-2014
Haiman CaiMorgan StanleyMorgan Stanley & Co. LLC07-16-2012
Thien T LeMorgan StanleyMorgan Stanley & Co. LLC05-03-2010
Miguel ZorrillaMorgan StanleyMorgan Stanley & Co. LLC06-08-2009
Armando Antonio GonzalezMorgan StanleyMorgan Stanley & Co. LLC06-08-2009
Kenneth FrankmanMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
John Robert CampbellMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Russell Douglas WeillMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert Walter SpustaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Troy G. SebeckMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Paul Salvatore SchroederMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Christopher Todd PorterMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Timothy Allen MeigherMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Dennis John McKillopMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Michael Scott KaufmanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Next Page »

Showing 1 to 25 of 252 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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