Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frank HooverBroadleaf Partners, LLCMorgan Stanley & Co. LLC02-11-2009
David Randall FreemanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Joel Jon RuppMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Dominic Anthony CellittiMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Joseph William BevackMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Eric John StephensonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Jason Edwin HainesMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Gary David FogelMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Alan Dean FadelMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Randal LavertyMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Kent D. HagemanMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Thomas Scott Carns Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Kathy L WillcoxMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jeffrey Lawrence RotskyMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Kimberly Mae FeckMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joseph Francis BettendorfMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
David James CoxMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Charles Eduoard Ide IIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Deborah Sue WilliamsMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Max J Van BenschotenMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Dian Larimore SchmidMorgan StanleyMorgan Stanley & Co. LLC$7506-01-2009
Lewis Andrew AssaleyMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Douglas Charles ClineMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert John BeausoleilMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robin Lynn McCallMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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