Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Adam TalbotCambridge Investment Research, Inc.Morgan Stanley07-22-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Brad Jolly, Gary Williams, Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley $14007-18-2019
Laura SilverbergCutter & Company, Inc.Morgan Stanley$10007-12-2019
Stephen Andrew McMahonLPL Financial LLCMorgan Stanley$107-11-2019
Michael Richard KannerRaymond James Financial Services, Inc.Morgan Stanley$5007-11-2019
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
Lisa Anne ArmbrustRaymond James & Associates, Inc.Morgan Stanley$107-03-2019
Rene Dierkes, Frank McKennaRaymond James & Associates, Inc.Morgan Stanley $26007-02-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Michael Anthony ManasiaWells Fargo Clearing Services, LLCMorgan Stanley$29106-28-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Matthew T. Pruitt, Matthew J. FisherRaymond James & Associates, Inc.Morgan Stanley $25206-11-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-11-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley$106-11-2019
Jorge A. RosasRaymond James & Associates, Inc.Morgan Stanley$15006-11-2019
Bruce Allen DavisWells Fargo Clearing Services, LLC Morgan Stanley$10006-10-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLC Morgan Stanley$5006-07-2019
Lloyd M DavisWells Fargo Clearing Services, LLC Morgan Stanley$2506-07-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLC Morgan Stanley$8106-06-2019
Melvyn Sy LewisLaidlaw & Company (UK) Ltd.Morgan Stanley$5006-06-2019
Michel PalacciBolton Global CapitalMorgan Stanley$12506-03-2019
Peter Michael SantulliWells Fargo Clearing Services, LLC Morgan Stanley$10005-31-2019
Next Page »

Showing 1 to 25 of 8,232 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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