Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve MelenLPL FinancialMorgan Stanley Wealth Management$10004-14-2019
Nora CastroAmeriprise FinancialMorgan Stanley Wealth Management$22704-09-2019
Jeffrey Layman, Lisa Layman JordinsonWells Fargo AdvisorsMorgan Stanley Wealth Management$11004-05-2019
Victor LaRosaRobert W. Baird & Co.Morgan Stanley Wealth Management$20503-26-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24003-13-2019
Eric G. Johnson, Brooks CollinsWells Fargo AdvisorsMorgan Stanley Wealth Management$002-15-2019
Robert M. Ryan, Craig A. LewisUBS Financial ServicesMorgan Stanley Wealth Management$35002-15-2019
Marco OreamunoBolton Global CapitalMorgan Stanley Wealth Management$23002-11-2019
Calvin R. KongAmeriprise FinancialMorgan Stanley Wealth Management$14102-08-2019
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17012-21-2018
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-18-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10012-17-2018
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10612-12-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18511-29-2018
Tyler LendaStifel Nicolaus & Co.Morgan Stanley Wealth Management$9711-12-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
Joseph KlauzarRaymond JamesMorgan Stanley Wealth Management$6210-23-2018
Ken NeumanSteward PartnersMorgan Stanley Wealth Management$13510-05-2018
Kris CallawayRobert W. Baird & Co.Morgan Stanley Wealth Management$39010-02-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley Wealth Management$47508-31-2018
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley Wealth Management$6508-28-2018
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Janet StamatoStifel Nicolaus & Co.Morgan Stanley Wealth Management$17506-25-2018
Next Page »

Showing 1 to 25 of 598 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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