Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Meagher, John MenefeeRBC Wealth ManagementMorgan Stanley Wealth Management$30001-24-2010
Vincent Crudo, Patrick DuffRBC Wealth ManagementMorgan Stanley Wealth Management$34001-24-2010
Steve O'Brien, Beth Levine, Paul CorleyLara Shull & MayMorgan Stanley Wealth Management$30002-02-2010
Strata Wealth Management GroupHightower AdvisorsMorgan Stanley Wealth Management$50002-21-2010
Henry Graham, Lloyd Graham, Billy PetersonRaymond JamesMorgan Stanley Wealth Management$50002-23-2010
Barnaby LevinHightower AdvisorsMorgan Stanley Wealth Management$30003-19-2010
Daniel HonanBank of America Merrill LynchMorgan Stanley Wealth Management$18003-22-2010
Russ Guard & Jacob DuffyRobert W. Baird & Co.Morgan Stanley Wealth Management$15003-28-2010
Ted KenneyCrowell Weedon & Co.Morgan Stanley Wealth Management$5005-03-2010
Thomas Bishop, Ronald Cole, Devin DarcangeloUBS Financial ServicesMorgan Stanley Wealth Management$19105-14-2010
Douglas Johnson, Daniel LeganUBS Financial ServicesMorgan Stanley Wealth Management$38005-17-2010
Sheree Luker, Klingler, Michael Luckett, Robert Seibels III, Benjamin Walker, Richard "Pee-Wee" Kohn, Katye DelashawStifel Nicolaus & Co.Morgan Stanley Wealth Management$80005-27-2010
Timothy FurguesonMiddleCove CapitalMorgan Stanley Wealth Management$6005-28-2010
The Parrott, Forbes & Floyd GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35006-11-2010
Don Milich, Clifford WangBarclays WealthMorgan Stanley Wealth Management$75006-16-2010
Joseph Hurston, Richard Moore, Robert SimmonsWells Fargo AdvisorsMorgan Stanley Wealth Management$19206-18-2010
Marvin GriffinUBS Financial ServicesMorgan Stanley Wealth Management$10207-09-2010
Paul Gilman, Marshall HagenUBS Financial ServicesMorgan Stanley Wealth Management$29607-16-2010
Ross AdamsCrowell Weedon & Co.Morgan Stanley Wealth Management$12007-28-2010
Jason BraunsteinRBC Wealth ManagementMorgan Stanley Wealth Management$3908-12-2010
Vann Ashley Wilder Sr., Van R. Martin, Maria G. Wilder Raymond JamesMorgan Stanley Wealth Management$30008-13-2010
Denise OttenFogel Neale PartnersMorgan Stanley Wealth Management$2508-16-2010
Jeffrey GrangeCrowell Weedon & Co.Morgan Stanley Wealth Management$5008-20-2010
Mark DelgadilloCrowell Weedon & Co.Morgan Stanley Wealth Management$3508-20-2010
Raymond SchmidtkeUBS Financial ServicesMorgan Stanley Wealth Management$10008-31-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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