Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19208-09-2013
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-01-2014
Adam SchurBank of America Merrill LynchMorgan Stanley Wealth Management$85001-13-2017
Ajay Desai, John Staab, Frank PellicoriUBS Financial ServicesMorgan Stanley Wealth Management$111-08-2011
Akira KidoBank of America Merrill LynchMorgan Stanley Wealth Management$16009-16-2016
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Alan Glick and Charles GlickWells Fargo AdvisorsMorgan Stanley Wealth Management$24205-27-2014
Alan HarterPactolus Private Wealth ManagementMorgan Stanley Wealth Management$102-10-2011
Alan LindsaySCF SecuritiesMorgan Stanley Wealth Management$12508-04-2011
Alan Metheny, David Clarke, Gary LedbetterWells Fargo AdvisorsMorgan Stanley Wealth Management$24406-07-2012
Alexandra KochRaymond JamesMorgan Stanley Wealth Management$9801-20-2017
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley Wealth Management$15906-13-2013
Amir Navab, Bradley Finnigan and Shamya UllahRBC Wealth ManagementMorgan Stanley Wealth Management$26908-10-2017
Amy SachsRaymond JamesMorgan Stanley Wealth Management$9102-17-2016
Andrew Cappello, Christie Roberts Bank of America Merrill LynchMorgan Stanley Wealth Management$37807-13-2012
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-21-2013
Andrew Siegel, Nickolaus Roeschley, William Kulesh Wells Fargo AdvisorsMorgan Stanley Wealth Management$23110-05-2012
Andrew Zimmerman, Edward Nabhan, Alexander Nabhan, Megan Cooney, James McIntyre Bank of America Merrill LynchMorgan Stanley Wealth Management$1,20005-18-2016
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley Wealth Management$27002-21-2017
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsAmeriprise FinancialMorgan Stanley Wealth Management$13410-15-2010
Anthony Bavedas Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$10905-17-2013
Arlin PennerWells Fargo AdvisorsMorgan Stanley Wealth Management$5006-26-2012
Arthur Cahill, Stefen BenincasaBank of America Merrill LynchMorgan Stanley Wealth Management$29003-28-2013
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-13-2013
Avery Wilkins, Michael CoxWells Fargo AdvisorsMorgan Stanley Wealth Management$8401-24-2012
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Showing 1 to 25 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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