Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric G. Johnson, Brooks CollinsWells Fargo AdvisorsMorgan Stanley Wealth Management02-15-2019
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley Wealth Management02-17-2016
Isaac KimGolden State Wealth ManagementMorgan Stanley Wealth Management02-06-2016
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management09-04-2015
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management05-13-2015
William D. BurkeLebenthal Wealth AdvisorsMorgan Stanley Wealth Management01-15-2015
Todd R. LovellRaymond JamesMorgan Stanley Wealth Management12-14-2014
Brian M. GedoniusHighPoint Planning PartnersMorgan Stanley Wealth Management12-12-2014
Michael T. LeePacilio Wealth ManagementMorgan Stanley Wealth Management07-02-2014
Bruce LedouxJPMorgan Chase & Co.Morgan Stanley Wealth Management06-25-2014
Evan Schottenstein JPMorgan Chase & Co.Morgan Stanley Wealth Management03-10-2014
Michael T. MoriartyHighline Wealth ManagementMorgan Stanley Wealth Management01-14-2014
Don C. Garman, Jason Pfannenstiel, Carol Wikle, Dan Murray, Audrey Glafkides Sanctuary Wealth ServicesMorgan Stanley Wealth Management07-10-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management07-01-2013
Darin LaubBarclays WealthMorgan Stanley Wealth Management05-16-2012
Shawn Shafer, James Forsyth, Steven MillerUBS Financial ServicesMorgan Stanley Wealth Management01-11-2012
Brad Benter, Ken Abady, Steve DeMatteoUBS Financial ServicesMorgan Stanley Wealth Management04-26-2011
Michael J. Lent, William T. Lent, Tammi Brown Lauder, William E. ChristianJPMorgan Chase & Co.Morgan Stanley Wealth Management09-07-2010
Daniel A. Roland, Jason B. Miyashita, Amber Leon Guerrero, Maree C. Pelkey, Tiffany C. WalshRaymond JamesMorgan Stanley Wealth Management$111-10-2015
Jaime Fals, Eli GelmanJefferiesMorgan Stanley Wealth Management$107-31-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$102-06-2015
Carrie S. Gallaway, Andrew L. SternLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$103-21-2014
Ira H. Mark, Michael BergerRBC Wealth ManagementMorgan Stanley Wealth Management$110-04-2013
Robert Alpert, Charles Ladenheim, Robert Fusaro, Michael MontuoriWells Fargo AdvisorsMorgan Stanley Wealth Management$109-27-2013
Larry KingDynasty Financial PartnersMorgan Stanley Wealth Management$102-06-2012
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Showing 1 to 25 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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