Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric G. Johnson, Brooks CollinsWells Fargo AdvisorsMorgan Stanley Wealth Management02-15-2019
Robert M. Ryan, Craig A. LewisUBS Financial ServicesMorgan Stanley Wealth Management$35002-15-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24002-07-2019
Marco OreamunoBolton Global CapitalMorgan Stanley Wealth Management$23001-23-2019
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-14-2018
Tyler LendaStifel Nicolaus & Co.Morgan Stanley Wealth Management$9711-12-2018
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10611-09-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
Calvin R. KongAmeriprise FinancialMorgan Stanley Wealth Management$14110-26-2018
Joseph KlauzarRaymond JamesMorgan Stanley Wealth Management$6210-23-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10010-19-2018
Ken NeumanSteward PartnersMorgan Stanley Wealth Management$13510-05-2018
Kris CallawayRobert W. Baird & Co.Morgan Stanley Wealth Management$39010-02-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17009-14-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley Wealth Management$47509-06-2018
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18507-07-2018
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley Wealth Management$6506-29-2018
Janet StamatoStifel Nicolaus & Co.Morgan Stanley Wealth Management$17506-25-2018
David R. ReiserJPMorgan Chase & Co.Morgan Stanley Wealth Management$50006-20-2018
Henry R. GrinbergRaymond JamesMorgan Stanley Wealth Management$20006-08-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
Cynthia VogelStifel Nicolaus & Co.Morgan Stanley Wealth Management$8205-18-2018
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Showing 1 to 25 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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