Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22301-30-2015
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7701-16-2015
John P. BarringerFirst Financial Equity CorporationMorgan Stanley Wealth Management$10001-16-2015
Mahmoud El AwadiBank of America Merrill LynchMorgan Stanley Wealth Management$5001-16-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley Wealth Management$70001-16-2015
Thomas CarusoAmeriprise FinancialMorgan Stanley Wealth Management$10501-16-2015
Michael Crossley, Roger BlackmarWunderlich SecuritiesMorgan Stanley Wealth Management$12501-15-2015
William D. BurkeLebenthal Wealth AdvisorsMorgan Stanley Wealth Management01-15-2015
William Diener, Andrew LennerSummit Brokerage ServicesMorgan Stanley Wealth Management$6501-12-2015
Tiomthy B. Clepper, Kelly M. Kuennen, Max SchindlerStratos Wealth PartnersMorgan Stanley Wealth Management$20001-09-2015
Dawn Mcguire, Anthony UrbanFSC SecuritiesMorgan Stanley Wealth Management$7801-09-2015
Luigi MazzaRaymond JamesMorgan Stanley Wealth Management$8501-08-2015
Todd R. LovellRaymond JamesMorgan Stanley Wealth Management12-14-2014
Brian M. GedoniusHighPoint Planning PartnersMorgan Stanley Wealth Management12-12-2014
Scott NeffAmeriprise FinancialMorgan Stanley Wealth Management$11611-28-2014
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-14-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-14-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-13-2014
Dennis Shapses, David CuellarWells Fargo AdvisorsMorgan Stanley Wealth Management$24011-13-2014
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley Wealth Management$21310-09-2014
James StambaughStifel Nicolaus & Co.Morgan Stanley Wealth Management$18010-02-2014
Robert MurphyRBC Wealth ManagementMorgan Stanley Wealth Management$20009-30-2014
Charles D. DayUBS Financial ServicesMorgan Stanley Wealth Management$18109-24-2014
Nadia A. DickinsonKestra FinancialMorgan Stanley Wealth Management$10009-23-2014
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9509-12-2014
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Showing 226 to 250 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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