Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Peragine, John BiondoWells Fargo AdvisorsMorgan Stanley Wealth Management$83009-10-2014
Ronald CamisascaAmeriprise FinancialMorgan Stanley Wealth Management$9608-27-2014
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley Wealth Management$30008-04-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-01-2014
Craig A. Houck, Richard L. Schooley, Jr., Alyssa DonaldsonRaymond JamesMorgan Stanley Wealth Management$30008-01-2014
Lawrence Rudolph, Stanley LevineWells Fargo AdvisorsMorgan Stanley Wealth Management$25307-25-2014
Steven T. Lundgren, Phillip HurnerWells Fargo AdvisorsMorgan Stanley Wealth Management$21407-18-2014
Jim HofheimerRothschild Investment Corp.Morgan Stanley Wealth Management$30007-17-2014
Robert 'Bob' Pehl, Lynne PehlRaymond JamesMorgan Stanley Wealth Management$26507-17-2014
Robert LabriolaBank of America Merrill LynchMorgan Stanley Wealth Management$20007-11-2014
Steven BullardBank of America Merrill LynchMorgan Stanley Wealth Management$11007-08-2014
Michael LeeWashington Wealth ManagementMorgan Stanley Wealth Management$13007-02-2014
Michael T. LeePacilio Wealth ManagementMorgan Stanley Wealth Management07-02-2014
John PoultonAmeriprise FinancialMorgan Stanley Wealth Management$12506-27-2014
Wade WolfeBank of America Merrill LynchMorgan Stanley Wealth Management$30606-27-2014
Bruce LedouxJPMorgan Chase & Co.Morgan Stanley Wealth Management06-25-2014
Brian KasalFourStar Wealth Advisors, LLCMorgan Stanley Wealth Management$17506-20-2014
Kenneth Mathieson, Erik MathiesonRaymond JamesMorgan Stanley Wealth Management$31506-20-2014
Robert BergSummit Brokerage ServicesMorgan Stanley Wealth Management$7206-06-2014
David Clayman, Francesca FedericoTwelve Points Wealth ManagementMorgan Stanley Wealth Management$10005-30-2014
Alan Glick and Charles GlickWells Fargo AdvisorsMorgan Stanley Wealth Management$24205-27-2014
Christopher KnustAmeriprise FinancialMorgan Stanley Wealth Management$14705-09-2014
Rodger A. Friedman, Joe WongRaymond JamesMorgan Stanley Wealth Management$17005-09-2014
Norman Lev, Glen Sher, Michael JeshivaWells Fargo AdvisorsMorgan Stanley Wealth Management$23605-09-2014
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley Wealth Management$60005-02-2014
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Showing 251 to 275 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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