Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted SchwabRaymond JamesMorgan Stanley Wealth Management$13012-20-2013
Chris ReaneyRaymond JamesMorgan Stanley Wealth Management$11012-06-2013
David Weigel, Steven DiminoRBC Wealth ManagementMorgan Stanley Wealth Management$17012-06-2013
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55012-06-2013
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-04-2013
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20011-29-2013
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-21-2013
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley Wealth Management$93411-20-2013
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley Wealth Management$18011-14-2013
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-13-2013
Douglas P. VelnoskeyJanney Montgomery ScottMorgan Stanley Wealth Management$19011-08-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5510-25-2013
John Reinhold, Derek ReinholdUBS Financial ServicesMorgan Stanley Wealth Management$14410-15-2013
Charles Massimi, Bradley Silverman, Daniel Bruno Raymond JamesMorgan Stanley Wealth Management$15410-11-2013
Curtis Burns, Todd BlackburnPlatinum Wealth PartnersMorgan Stanley Wealth Management$12510-11-2013
Gary GrinbergPlatinum Wealth PartnersMorgan Stanley Wealth Management$10010-11-2013
Perry Bacon, Dan RacicotWells Fargo AdvisorsMorgan Stanley Wealth Management$10510-11-2013
Ira H. Mark, Michael BergerRBC Wealth ManagementMorgan Stanley Wealth Management$110-04-2013
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30810-04-2013
Robert Alpert, Charles Ladenheim, Robert Fusaro, Michael MontuoriWells Fargo AdvisorsMorgan Stanley Wealth Management$109-27-2013
W.F. Sanders Jr., J. Wesley Clayton, Henry (Moss) E. Crosby Jr., Michael P. AhearnHightower AdvisorsMorgan Stanley Wealth Management$50009-13-2013
John Molkentin, Denise Chin QueeBank of America Merrill LynchMorgan Stanley Wealth Management$18308-30-2013
Ellen M. Duhamel, Thomas J. DornoffLPL FinancialMorgan Stanley Wealth Management$13008-30-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34508-27-2013
John P. Toman, Johanna A. TomanWells Fargo AdvisorsMorgan Stanley Wealth Management$23508-23-2013
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Showing 301 to 325 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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