Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$408-16-2013
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19208-09-2013
Charles A. PhelpsBank of America Merrill LynchMorgan Stanley Wealth Management$20208-07-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-06-2013
Vincent CrognaleJanney Montgomery ScottMorgan Stanley Wealth Management$7908-05-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$207-31-2013
Brian D. StewartWells Fargo AdvisorsMorgan Stanley Wealth Management$13007-26-2013
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6007-19-2013
Bradley Sullivan, Edward BuntingBeverly Hills Wealth Management Morgan Stanley Wealth Management$11007-18-2013
Stephen C. KnudsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$11207-18-2013
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley Wealth Management$26107-12-2013
Don C. Garman, Jason Pfannenstiel, Carol Wikle, Dan Murray, Audrey Glafkides Sanctuary Wealth ServicesMorgan Stanley Wealth Management07-10-2013
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley Wealth Management$5407-09-2013
David SeigermanJanney Montgomery ScottMorgan Stanley Wealth Management$6707-08-2013
Mary E. Tompkins, Addison M. Sherman, Angelo MamoneBank of America Merrill LynchMorgan Stanley Wealth Management$32407-03-2013
Michael T. AbbenanteBank of America Merrill LynchMorgan Stanley Wealth Management$11007-01-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management07-01-2013
Bruce I. GouldStifel Nicolaus & Co.Morgan Stanley Wealth Management$37406-27-2013
Chris Rogers, Steve Guthrie, Dana Ricker, David Mitchell Raymond JamesMorgan Stanley Wealth Management$50006-20-2013
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley Wealth Management$15906-13-2013
Randall Renneisen, Robert FischerJanney Montgomery ScottMorgan Stanley Wealth Management$19506-11-2013
Wayne C. BestLaSalle St. SecuritiesMorgan Stanley Wealth Management$7506-07-2013
Brian A. StahlerWells Fargo AdvisorsMorgan Stanley Wealth Management$10805-31-2013
Robert J. Benson, Michael R. SlaymakerJanney Montgomery ScottMorgan Stanley Wealth Management$14205-30-2013
Maureen McPeek, Ralph Lynch Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$48005-17-2013
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Showing 326 to 350 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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