Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Bavedas Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$10905-17-2013
Scott A. Schuster, Paul L. CasazzaRaymond JamesMorgan Stanley Wealth Management$24005-17-2013
Cynthia Woodsmall JonesRaymond JamesMorgan Stanley Wealth Management$43505-15-2013
Peter R. Benington, Steven C. Benington, Steven R. CrossBank of America Merrill LynchMorgan Stanley Wealth Management$24005-15-2013
John B. Lyon, Jeannette M. DobbynWells Fargo AdvisorsMorgan Stanley Wealth Management$36005-13-2013
Christian E. Burke, Jr., Jeff AltomariWells Fargo AdvisorsMorgan Stanley Wealth Management$16505-10-2013
Conrad K. BransonBank of America Merrill LynchMorgan Stanley Wealth Management$9805-10-2013
William T. PattonAmeriprise FinancialMorgan Stanley Wealth Management$15004-26-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley Wealth Management$17804-18-2013
James A. HuntWells Fargo AdvisorsMorgan Stanley Wealth Management$18104-18-2013
Richard Meadows, Paul Seifert, Micheal FettigWells Fargo AdvisorsMorgan Stanley Wealth Management$26604-16-2013
Edward F. TillsRaymond JamesMorgan Stanley Wealth Management$10804-11-2013
Jonathan GreerBank of America Merrill LynchMorgan Stanley Wealth Management$26204-05-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Wealth Management$32004-03-2013
Arthur Cahill, Stefen BenincasaBank of America Merrill LynchMorgan Stanley Wealth Management$29003-28-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley Wealth Management$22003-28-2013
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley Wealth Management$12103-28-2013
Roger W HarringtonWilliams Financial GroupMorgan Stanley Wealth Management$6503-22-2013
Robert McMannWells Fargo AdvisorsMorgan Stanley Wealth Management$16303-15-2013
Eric Whipple, Stephen CooperWells Fargo AdvisorsMorgan Stanley Wealth Management$19503-08-2013
Evan Meltzer. Edward Hill, Philip MeltzerWells Fargo AdvisorsMorgan Stanley Wealth Management$40003-05-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Wealth Management$38002-28-2013
Brian MooreBank of America Merrill LynchMorgan Stanley Wealth Management$11302-27-2013
Mark JohnsonBank of America Merrill LynchMorgan Stanley Wealth Management$19202-27-2013
Geoffrey Silver, Sybil Fields, Adena SmithWells Fargo AdvisorsMorgan Stanley Wealth Management$95002-15-2013
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Showing 351 to 375 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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