Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristy McGee, Jennifer DayoubRaymond JamesMorgan Stanley Wealth Management$11004-18-2016
Marc Karstaedt Bank of America Merrill LynchMorgan Stanley Wealth Management$14704-18-2016
Scott UffelmanBank of America Merrill LynchMorgan Stanley Wealth Management$18504-18-2016
Bradley TowsonLPL FinancialMorgan Stanley Wealth Management$8004-14-2016
Timothy StalsbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10004-08-2016
Michael Porter, Jeffrey LambertJanney Montgomery ScottMorgan Stanley Wealth Management$23903-31-2016
Jeremy Newton, Stephen LambBank of America Merrill LynchMorgan Stanley Wealth Management$33003-28-2016
Chuck A. Roberts, Toby Mitchell, David StoneStifel Nicolaus & Co.Morgan Stanley Wealth Management$52403-16-2016
Eric BeileyRaymond JamesMorgan Stanley Wealth Management$57003-04-2016
Edwin BlanchardLPL FinancialMorgan Stanley Wealth Management$6002-19-2016
Robert BlanchardLPL FinancialMorgan Stanley Wealth Management$9602-19-2016
Noel Culberson, Kristy TochiharaWells Fargo AdvisorsMorgan Stanley Wealth Management$18602-18-2016
Shahab MoradianWells Fargo AdvisorsMorgan Stanley Wealth Management$5002-18-2016
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley Wealth Management02-17-2016
Amy SachsRaymond JamesMorgan Stanley Wealth Management$9102-17-2016
Isaac KimGolden State Wealth ManagementMorgan Stanley Wealth Management02-06-2016
Jeff PeiflyRBC Wealth ManagementMorgan Stanley Wealth Management$7301-13-2016
Katherine Fisher-SchultzRaymond JamesMorgan Stanley Wealth Management$17301-04-2016
Joseph Feinberg, Tamara SteinHightower AdvisorsMorgan Stanley Wealth Management$45012-17-2015
Daniel A. Roland, Jason B. Miyashita, Amber Leon Guerrero, Maree C. Pelkey, Tiffany C. WalshRaymond JamesMorgan Stanley Wealth Management$111-10-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30010-16-2015
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
Ronald Perry, John Perry, Robin JohnsonWells Fargo AdvisorsMorgan Stanley Wealth Management$30009-11-2015
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management09-04-2015
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Showing 151 to 175 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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