Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shannon Bennett, Vicki GrayRaymond JamesMorgan Stanley Wealth Management$14004-14-2015
Victor M. Fiano, Lori RuffnerWells Fargo AdvisorsMorgan Stanley Wealth Management$18504-10-2015
Debra Dragich, Toni OndekRaymond JamesMorgan Stanley Wealth Management$21204-09-2015
Craig A. GoldbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10404-02-2015
David L. Bahnsen; Brian T. SzytelHightower AdvisorsMorgan Stanley Wealth Management$75004-02-2015
Jonathan H. ZuckerWells Fargo AdvisorsMorgan Stanley Wealth Management$10904-02-2015
Lee Turmail, Jesse MilesWells Fargo AdvisorsMorgan Stanley Wealth Management$12004-02-2015
Daniel Avan, Alan ShapiroWells Fargo AdvisorsMorgan Stanley Wealth Management$19903-27-2015
Mace Tamse, Chris GuarinoAmeriprise FinancialMorgan Stanley Wealth Management$16003-27-2015
Jeffrey M. Collins, Brien KrankRaymond JamesMorgan Stanley Wealth Management$35003-24-2015
Lester P. Botkin, Sara B. Botkin, Lester H. BotkinLPL FinancialMorgan Stanley Wealth Management$21003-20-2015
Stephen Philleo, Daniel IaleggioRaymond JamesMorgan Stanley Wealth Management$25003-19-2015
Katherine StellarGolden State Wealth ManagementMorgan Stanley Wealth Management$5303-16-2015
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley Wealth Management$26003-06-2015
Roger 'Bim' Prince, Clint BoxmanAmeriprise FinancialMorgan Stanley Wealth Management$15002-27-2015
Scott Highmark, Larry ShiklesDynasty Financial PartnersMorgan Stanley Wealth Management$80002-20-2015
Jeffrey Katz Wells Fargo AdvisorsMorgan Stanley Wealth Management$17402-20-2015
Douglas W. Richards, Sheldon Ray Jr.Raymond JamesMorgan Stanley Wealth Management$15002-13-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterRaymond JamesMorgan Stanley Wealth Management$25002-13-2015
Juan Ley, Tiffany Callahan Wells Fargo AdvisorsMorgan Stanley Wealth Management$21402-13-2015
Mitchell GravelleWells Fargo AdvisorsMorgan Stanley Wealth Management$10002-13-2015
Robert Winebrenner, Steve Hussey, Heidi Schenz, Chris JohnsonRaymond JamesMorgan Stanley Wealth Management$27002-13-2015
Tyler BerryWunderlich SecuritiesMorgan Stanley Wealth Management$10702-13-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$102-06-2015
Patricia PickHightower AdvisorsMorgan Stanley Wealth Management$22501-30-2015
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Showing 201 to 225 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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