Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-14-2018
Tyler LendaStifel Nicolaus & Co.Morgan Stanley Wealth Management$9711-12-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
Janet StamatoStifel Nicolaus & Co.Morgan Stanley Wealth Management$17506-25-2018
Cynthia VogelStifel Nicolaus & Co.Morgan Stanley Wealth Management$8205-18-2018
Ken Ramos, Gary RudowStifel Nicolaus & Co.Morgan Stanley Wealth Management$32511-02-2017
Mark P. SullivanStifel Nicolaus & Co.Morgan Stanley Wealth Management$10510-25-2017
Frederic ShibelStifel Nicolaus & Co.Morgan Stanley Wealth Management$12510-23-2017
Steve DaileyStifel Nicolaus & Co.Morgan Stanley Wealth Management$10010-19-2017
Mark CisselStifel Nicolaus & Co.Morgan Stanley Wealth Management$5408-17-2017
Jason RudolphStifel Nicolaus & Co.Morgan Stanley Wealth Management$8410-21-2016
Randy PowersStifel Nicolaus & Co.Morgan Stanley Wealth Management$20810-21-2016
Larry Watts, Casey Knowles, Robert Thompson, Brian WilkinsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$54005-12-2016
Chuck A. Roberts, Toby Mitchell, David StoneStifel Nicolaus & Co.Morgan Stanley Wealth Management$52403-16-2016
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-07-2015
James StambaughStifel Nicolaus & Co.Morgan Stanley Wealth Management$18010-02-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-02-2014
Stephen C. KnudsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$11207-18-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management07-01-2013
Bruce I. GouldStifel Nicolaus & Co.Morgan Stanley Wealth Management$37406-27-2013
Richard RayStifel Nicolaus & Co.Morgan Stanley Wealth Management$7706-14-2012
Patricia WalshStifel Nicolaus & Co.Morgan Stanley Wealth Management$12704-27-2012
William Fusco, Robert RichardStifel Nicolaus & Co.Morgan Stanley Wealth Management$15004-27-2012
Sheree Luker, Klingler, Michael Luckett, Robert Seibels III, Benjamin Walker, Richard "Pee-Wee" Kohn, Katye DelashawStifel Nicolaus & Co.Morgan Stanley Wealth Management$80005-27-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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