Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan LurieAmeriprise FinancialMorgan Stanley Wealth Management$6911-20-2017
Juan Ley, Tiffany Callahan Wells Fargo AdvisorsMorgan Stanley Wealth Management$21402-13-2015
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19208-09-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Wealth Management$32004-03-2013
Andrew Siegel, Nickolaus Roeschley, William Kulesh Wells Fargo AdvisorsMorgan Stanley Wealth Management$23110-05-2012
Karl Rothermund Raymond JamesMorgan Stanley Wealth Management$8009-14-2012
John Waszolek, Eric WaszolekRaymond JamesMorgan Stanley Wealth Management$20003-27-2012
Matthew Meyer, Christian StoutUBS Financial ServicesMorgan Stanley Wealth Management$13307-04-2011
Daniel FoxRBC Wealth ManagementMorgan Stanley Wealth Management$8509-20-2010
Jason BraunsteinRBC Wealth ManagementMorgan Stanley Wealth Management$3908-12-2010

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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