Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley Wealth Management$14403-02-2017
John Barkmeier, Claudia BarkmeierWells Fargo AdvisorsMorgan Stanley Wealth Management$15504-29-2016
Edwin BlanchardLPL FinancialMorgan Stanley Wealth Management$6002-19-2016
Noel Culberson, Kristy TochiharaWells Fargo AdvisorsMorgan Stanley Wealth Management$18602-18-2016
John P. BarringerFirst Financial Equity CorporationMorgan Stanley Wealth Management$10001-16-2015
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley Wealth Management$30008-04-2014
Jeff HuffWells Fargo AdvisorsMorgan Stanley Wealth Management$6506-05-2012
John Nice, Brian Trujillo, Steven Ringquist, Bradley Trujillo, Michelle TerHarkRaymond JamesMorgan Stanley Wealth Management$22005-16-2012
The RHY GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35002-03-2012
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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