Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
June Strunk, Shane OÕBrien, Lisa CayerJanney Montgomery ScottMorgan Stanley Wealth Management$30005-18-2017
June Strunk, Shane O'BrienJanney Montgomery ScottMorgan Stanley Wealth Management$17705-16-2017
John Pasacreta, Jordan Samelson, John Rotando, Nancy Meade, Sandra Kapfer Wells Fargo AdvisorsMorgan Stanley Wealth Management$24505-02-2016
Robert BlanchardLPL FinancialMorgan Stanley Wealth Management$9602-19-2016
Charles D. DayUBS Financial ServicesMorgan Stanley Wealth Management$18109-24-2014
Michael T. LeePacilio Wealth ManagementMorgan Stanley Wealth Management07-02-2014
Robert BergSummit Brokerage ServicesMorgan Stanley Wealth Management$7206-06-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-14-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-14-2014
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-14-2014
Seth DiamondJanney Montgomery ScottMorgan Stanley Wealth Management$5812-20-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5510-25-2013
Anthony Bavedas Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$10905-17-2013
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
Patricia WalshStifel Nicolaus & Co.Morgan Stanley Wealth Management$12704-27-2012
William Fusco, Robert RichardStifel Nicolaus & Co.Morgan Stanley Wealth Management$15004-27-2012
Doug Viellette, Dan DanotoAmeriprise FinancialMorgan Stanley Wealth Management$21103-16-2012
Thomas Pacilio, Daniel Besse, Brian FinkWashington Wealth ManagementMorgan Stanley Wealth Management$14512-13-2011
Michael CirulloBank of America Merrill LynchMorgan Stanley Wealth Management$14309-27-2011
Timothy FurguesonMiddleCove CapitalMorgan Stanley Wealth Management$6005-28-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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